The most recent version of the American Historical Association’s
(AHA) “Statement on Standards of Professional Conduct”
(http://www.historians.org/pubs/Free/ProfessionalStandards.cfm)
shall be the Western Historical Quarterly’s (WHQ)
criteria for defining plagiarism.
The WHQ and the Western History Association (WHA) recognize
that gray areas exist in identifying plagiarism and research fraud,
and that reasonable individuals can arrive at different judgments
of the same materials. In such situations the WHQ editor
or president of the WHA may attempt to mediate a solution in lieu
of a formal review or sanctions. The WHQ staff will take
steps to ensure confidentiality during both informal and formal
review processes. In all procedures and discussions involving accusations
or suspicions of plagiarism or fraud, the WHQ staff will
give priority to the professional interests and scholarly reputation
of the WHA, WHQ, and their sponsoring institutions.
SUBMITTED MANUSCRIPTS:
When the editorial staff or peer reviewers suspect plagiarism or
research fraud in a manuscript submitted to the journal but not
yet published, the WHQ editor will decide on a case-by-case
basis whether to (1) work with the author to clear up limited instances
of oversight or omission, (2) return the manuscript to the author
with minimal or no explanation, or (3) in egregious cases or at
the request of reviewer or author, submit the manuscript to three
members of the journal’s editorial board to assess the allegation
and evidence provided by the reviewer. After considering the relevant
materials and consulting together, the committee will produce a
written evaluation. Their findings will be forwarded to both author
and reviewer. If plagiarism or fraud is determined, the manuscript
will be formally withdrawn from consideration by the editor.
PUBLISHED ARTICLES:
When an editor, the author of a published work, or a third party
suspects research fraud or plagiarism of an author’s work
in an article already published in the WHQ, and brings
that suspicion to the attention of the WHQ editor, the
editor will ask the accuser to provide specific documentation of
the material allegedly plagiarized. The editor will forward that
documentation and all other relevant information to the WHA president
who will decide whether the charge merits dismissal, mediation,
or formal review.
When a formal review is deemed necessary, the president of the WHA
shall forward all relevant documentation to the accused author,
who shall have the opportunity to provide a written response. The
WHA president shall appoint a committee of three people—specialists
in the topical field, with no conflict of interest in relation to
the contending parties—to evaluate the relevant documentation,
including any materials presented by accuser and accused. The committee
will evaluate all materials, deliberate as necessary, and produce
a written report in a timely manner.
If the committee determines there has been plagiarism or research
fraud in a published WHQ article, the WHA president, in
consultation with the WHQ’s editor, editorial board,
and legal counsel (if deemed necessary) will determine the appropriate
action to be taken. Such action could include disclosure of the
committee’s conclusions in the journal, barring the author
from again publishing in the journal or participating in the WHA,
notifying the author’s home institution, or other appropriate
sanction. If the committee determines there was no fraud or plagiarism,
the WHA president will notify the WHQ editor, the accused
author, and the accuser of that finding.
BOOK REVIEWS:
When allegations of plagiarism arise during preparation of a book
review, the WHQ editor will ask the accuser to provide
specific documentation of the material in the book allegedly plagiarized
and make an initial assessment. If mediation with the accusing reviewer
is not possible or warranted, the editor will select a committee
of three members of the journal’s editorial board to assess
the allegation and evidence. After considering the relevant materials
and consulting together, the committee will produce a written evaluation.
Depending on their findings and recommendations, the journal's editor
will determine on a case-by-case basis whether or how to publish
the book review, look for ways to mediate the review’s wording,
or advise the accuser to take the matter to another venue.