Accounting, Finance & Operations

Vice President, Business & Finance

Fiscal Management:

Regulatory Focus Compliance Owner/Compliance Partners Resources

Generally Accepted Accounting Principles (GAAP),
Governmental Accounting Standards Board
                                      

Controller  Content

Uniform Guidance (2 CFR 200)  

Controller  
Accounting and Financial Controls, 
Board of Regents R561 
Controller  

Anti-Terrorist Financing Guidelines

Controller
Director, Purchasing and Contract Services
 

Contracts & Procurement, Transactions:

Regulatory Focus Compliance Owner/Compliance Partners Resources
Byrd Amendment, 32 CFR 28, 34 CFR 82.100 Controller
Director, Purchasing & Contract Services,
Director, Sponsored Programs
Content
Contract Disputes Act Controller
Director, Purchasing & Contract Services,
Director, Sponsored Programs
Content
Acceptance and Approval of Contracts & Grants,   
Board of Regents R532
Controller
Director, Purchasing & Contract Services,
Director, Sponsored Programs
Content
Purchasing,
Board of Regents R571
Controller,
Director, Purchasing & Contract Services
 
Providing Facilities, Goods and Services in Competition
with Private Enterprise,
Board of Regents R555
Controller,
Director, Purchasing & Contract Services
General Counsel
 
Payment Card Industry Data Security Standards Controller,
Manager, Security & Systems Engineering
 
Identity Theft Rules, 16 CFR 681 (Red Flag Rules)
(See Information Privacy & Security)                                                                        
PCI Compliance Officer (supports the Data Protection Officer)  
See Foreign Assets Control Regulations 31 CFR
500 (Foreign Travel and Transaction Restrictions) in Other Issues Category                                  
Controller (Risk Management is lead for Foreign Assets Control Regulations)  

Facilities Management & Building Code Compliance:

Regulatory Focus Compliance Owner/Compliance Partners Resources

International Code Council (building & energy codes) 
National Fire Protection Association requirements
,
Utah Division of Construction & Management    requirements   

Director, Facilities Planning, Design & Construction
USU Fire Marshal
Content
     

Grants Management/Post-award:

Regulatory Focus Compliance Owner/ Compliance Partners Resources
Uniform Guidance (2 CFR 200)                               Controller
Director, Sponsored Programs Accounting
Director, Sponsored Programs
Director, Corporate Relations & Foundations
 

Department of Education General Administrative
Regulations (EDGAR), 
34 CFR75-79, 81-86, 97-99          
Director, Sponsored Programs Accounting,
Director, Sponsored Programs
 
Health & Human Services Grant Policy Statement Director, Sponsored Programs
Director, Sponsored Programs Accounting
 
False Claims Act (including Anti-Kickback Statute
actions), and Fraud Enforcement and Recovery Act 
(used to bring qui tam suits against
institutions that are not compliant with federal 
requirements)
Director, Sponsored Programs Accounting
Director, Sponsored Programs
General Counsel
 
Federal Awardee Performance and Integrity
Information System (FAPIIS), and
Federal Funding Accoutability & Transparency
Act (FFATA)
Controller
Director, Sponsored Programs Accounting
 
NSF Notification Requirement Regarding Harassment Director, Sponsored Programs (as AOR)
Title IX Coordinator
 

Tax Laws:

Regulatory Focus Compliance Owner/ Compliance Partners Resources
Fringe Benefits, 26 USC 132 
Controller
 
Independent Contractors, 26 USC 3401-3406  Controller  
Foreign Account Tax Compliance Act, IRS TD 9706.        Controller  
Federal Unemployment Tax Act, 
26 CFR 31.6011(b)-2
Controller
Manager, Payroll
 
Unrelated Business Income Tax,
26 CFR 1.511-1, 1.513-4
Controller  
IRC, Sections 141, & 145 -
Protection of non-profit status based on business
uses of bonded buildings
Controller

 
Social Security Act, 20 CFR 404.1028
Federal Insurance Contribution Act, 26 CFR 31
Controller
Manager, Payroll
 
Foundations and Private Corporations
Board of Regents R271
Controller  
Form W8-BEN, Certificate of Foreign Status of
Beneficial Owner for U.S. Tax Withholding
Director, Global Engagement
Controller
 
Consumer Credit Protection Act - Garnishments Controller
Manager, Payroll
Associate Vice President, Human Resources