Governance

Vice President, Legal Affairs

Compliance Area:  Records Management, Disclosure & Retention

Regulatory Focus Compliance Owner/Compliance Partners Resources

OMB Uniform Guidance, 2 CFR 200.315 related to the
Shelby Amendment for disclosure, through FOIA, of certain
research data derived from federally-funded grants.

General Counsel
Controller                                                                   
Content

Utah Governmental Records Access and 
Management Act (GRAMA),
 UCA 63G-2

General Counsel
Controller
Content
Governmental Records Access an Management Act Guidelines
State Board of Regents, R132
General Counsel
Controller
Content
State of Utah Records Retention Schedule
GRS-2037, 2038, 2039, 2040, 2041, 2042 
General Counsel
Controller
Content
Higher Education Act, Record Retention,
34 CFR 668.24
General Counsel
Controller
Content

Compliance Area:  Institutional Conflicts of Interest

Regulatory Focus Compliance Owner/Compliance Partners Resources

OMB Uniform Guidance 2 CFR 200

Executive Director, Human Resources
Director, Sponsored Programs                                  

Content

Association for the Accreditation of Human Research 
Protection Programs, 
accreditation standard I-6

Executive Director, Human Resources
Director, Sponsored Programs 
Content

Compliance Area:  Compliance Framework

Regulatory Focus Compliance Owner/Compliance Partners Resources

OMB Uniform Guidance, 2 CFR 200.303

Chief Compliance Officer                                            Content
 COSO Internal Control – Integrated  
Framework, 
2017
Chief Compliance Officer Content
US Federal Sentencing Guidelines, 2016 Guideline Manual Chief Compliance Officer Content

Compliance Area:  Government Relations

Regulatory Focus Compliance Owner/ Compliance Partners Resources
Honest Leadership and Open Government Act
of, 1995, amended 2007,
Pub L 110-81
Federal & State Relations Office
Office of General Counsel


Lobbying Disclosure Act, 2 USC 26.1602 Federal & State Relations Office
Office of General Counsel
 
House and Senate Gift Ban and Ethics Rules                                  Federal & State Relations Office  
Prohibition of Political Activities in Internal Revenue Code
501(c)(3)
Federal & State Relations Office