Compliance Matrix

A compliance matrix is a tool used by universities to enhance compliance in a highly decentralized compliance environment. The matrix assigns responsibility for broad compliance areas to top level administrative units, and designates content experts to act as “compliance owners” and compliance partners for specific regulatory issues that guide the operations of the university.

At USU fourteen areas have been identified, with several specific compliance requirements assigned within each topic area. The matrix is designed to connect personnel throughout the university in order to coordinate compliance activities. It provides users with points of contact for each of the more than 200 regulatory requirement for which USU is responsible. It also helps ensure that the individuals that have responsibility for each compliance area have the working knowledge to identify risk that, if not addressed, could result in significant harm to USU.

USU’s Chief Compliance Officer maintains the matrix and works with administrators and compliance content experts throughout the USU community to meet USU’s compliance obligations.

Regulatory Focus Owner Partner Resources Topic Functional Area (Responsible Executive)
Fringe Benefits, 26 USC 132 Controller     Tax Law Accounting, Finance & Operations (VP for Business & Finance)
Independent Contractors, 26 USC 3401-3406 Controller     Tax Law Accounting, Finance & Operations (VP for Business & Finance)
Foreign Account Tax Compliance Act, IRS TD 9706 Controller     Tax Law Accounting, Finance & Operations (VP for Business & Finance)
Federal Unemployment Tax Act, 26 CFR 31.6011(b)-2 Controller Manager, Payroll   Tax Law Accounting, Finance & Operations (VP for Business & Finance)
Unrelated Business Income Tax, 26 CFR 1.511-1, 1.513-4 Controller     Tax Law Accounting, Finance & Operations (VP for Business & Finance)
IRC, Sections 141, & 145 - Protection of non-profit status based on business uses of bonded buildings Controller     Tax Law Accounting, Finance & Operations (VP for Business & Finance)
Social Security Act, 20 CFR 404.1028 Federal Insurance Contribution Act, 26 CFR 31 Controller Manager, Payroll   Tax Law Accounting, Finance & Operations (VP for Business & Finance)
Foundations and Private Corporations, Board of Regents R271 Controller     Tax Law Accounting, Finance & Operations (VP for Business & Finance)
Form W8-BEN, Certificate of Foreign Status of Beneficial Owner for U.S. Tax Withholding Director, Global Engagement Controller   Tax Law Accounting, Finance & Operations (VP for Business & Finance)
Consumer Credit Protection Act - Garnishments Controller Manager, Payroll
Associate Vice President, Human Resources
  Tax Law Accounting, Finance & Operations (VP for Business & Finance)
Generally Accepted Accounting Principles (GAAP),
Governmental Accounting Standards Board
Controller     Fiscal Management Accounting, Finance & Operations (VP for Business & Finance)
Accounting and Financial Controls, Board of Regents R561 Controller     Fiscal Management Accounting, Finance & Operations (VP for Business & Finance)
Anti-Terrorist Financing Guidelines Controller Director, Purchasing & Contract Services   Fiscal Management Accounting, Finance & Operations (VP for Business & Finance)
Uniform Guidance (2 CFR 200) Controller     Fiscal Management Accounting, Finance & Operations (VP for Business & Finance)
Uniform Guidance (2 CFR 200) Controller Director, Sponsored Programs Accounting; Director, Sponsored Programs; Director, Corporate Relations & Foundations   Grants Management/Post-award Accounting, Finance & Operations (VP for Business & Finance)
Department of Education General Administrative Regulations (EDGAR), 34 CFR75-79, 81-86, 97-99 Director, Sponsored Programs Accounting Director, Sponsored Programs   Grants Management/Post-award Accounting, Finance & Operations (VP for Business & Finance)
Health & Human Services Grant Policy Statement Director, Sponsored Programs Director, Sponsored Programs Accounting   Grants Management/Post-award Accounting, Finance & Operations (VP for Business & Finance)
False Claims Act (including Anti-Kickback Statute actions), and Fraud Enforcement and Recovery Act (used to bring qui tam suits against institutions that are not compliant with federal requirements) Director, Sponsored Programs Accounting Director, Sponsored Programs; General Counsel   Grants Management/Post-award Accounting, Finance & Operations (VP for Business & Finance)
Federal Awardee Performance and Integrity Information System (FAPIIS), and Federal Funding Accoutability & Transparency Act (FFATA) Controller Director, Sponsored Programs Accounting   Grants Management/Post-award Accounting, Finance & Operations (VP for Business & Finance)
NSF Notification Requirement Regarding Harassment Director, Sponsored Programs (or AOR) Title IX Coordinator   Grants Management/Post-award Accounting, Finance & Operations (VP for Business & Finance)
International Code Council (building & energy codes) National Fire Protection Association requirements, Utah Division of Construction & Management requirements Director, Facilities Planning, Design & Construction USU Fire Marshal   Facilities Management & Building Code Compliance Accounting, Finance & Operations (VP for Business & Finance)
Byrd Amendment, 32 CFR 28, 34 CFR 82.100 Controller Director, Purchasing & Contract Services; Director, Sponsored Programs   Contracts & Procurement, Transactions Accounting, Finance & Operations (VP for Business & Finance)
Contract Disputes Act Controller Director, Purchasing & Contract Services; Director, Sponsored Programs   Contracts & Procurement, Transactions Accounting, Finance & Operations (VP for Business & Finance)
Acceptance and Approval of Contracts & Grants, Board of Regents R532 Controller Director, Purchasing & Contract Services; Director, Sponsored Programs   Contracts & Procurement, Transactions Accounting, Finance & Operations (VP for Business & Finance)
Purchasing, Board of Regents R571 Controller Director, Purchasing & Contract Services   Contracts & Procurement, Transactions Accounting, Finance & Operations (VP for Business & Finance)
Providing Facilities, Goods and Services in Competition with Private Enterprise, Board of Regents R555 Controller Director, Purchasing & Contract Services; General Counsel   Contracts & Procurement, Transactions Accounting, Finance & Operations (VP for Business & Finance)
Payment Card Industry Data Security Standards Controller Manager, Security & Systems Engineering   Contracts & Procurement, Transactions Accounting, Finance & Operations (VP for Business & Finance)
Identity Theft Rules, 16 CFR 681 (Red Flag Rules) (See Information Privacy & Security)   PCI Compliance Officer (supports the Data Protection Officer)   Contracts & Procurement, Transactions Accounting, Finance & Operations (VP for Business & Finance)
See Foreign Assets Control Regulations 31 CFR 500 (Foreign Travel and Transaction Restrictions) in Other Issues Category   Controller (Risk Management is lead for Foreign Assets Control Regulations)   Contracts & Procurement, Transactions Accounting, Finance & Operations (VP for Business & Finance)
Higher Education Opportunities Act (HEOA), 20 USC 1092(a)(1)(J), disclosure of information on accreditation Director, Analysis, Assessment and Accreditation (providing accreditation information) University Registrar   Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEOA, 20 USC 1092(a)(1)(E) disclosures of costs and net price calculator Associate Director, Operations & Compliance University Registrar Net Price Calculator Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEOA, 20 USC 1092(a)(1)(A), (B) & (C) financial assistance programs, methods of distribution of financial aid and application requirements Associate Director, Operations & Compliance University Registrar USU Financial Aid; Financial Aid Eligibility; Where's My Money; Applying for Aid Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Veterans Health Care and Benefits Inprovement Act of 2020, PL 116-315, Section 1018, Notifications to participants in VA educational assistance programs related to the University's participation in the GI Bill. Program Coordinator, Veterans Resource Office Director, Operations & Compliance; University Registrar   Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Student Right to Know Act 34 CFR 668.41, 45, and 48 Students' financial aid rights and responsibilities Associate Director, Operations & Compliance University Registrar Student's Rights and Responsibilities Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEOA, 20 USC 1092(a)(1)(K) Disclosures of admissions criteria, and standards for sufficient progress Director, Admissions USU Registrar   Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEOA, 20 USC 1092(a)(1)(K), Course information and changes to academic programs USU Registrar     Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Higher Education Act (HEA), Financial Aid Code of Conduct, 34 CFR 668.14 Associate Director, Operations & Compliance   Code of Conduct Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEOA, 20 USC 1092(a)(1)(V), disclosure of USU's vaccination policies Executive Director, Student Health & Psychological Services USU Registrar   Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA, Penalties for Drug Violations,34 CFR 668.40 Director, Student Conduct & Community Standards USU Registrar   Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEOA, 20 USC 1092(a)(1)(L) and (R) & 1092(a)(3), disclosure of graduation completion rates and graduate placement in employment Associate Vice President, AIS Director, Career Services; USU Registrar   Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEOA, 20 USC 1092(a)(1)(U), Retention rates for students Associate Vice President, AIS Director, Student Retention & Completion; USU Registrar   Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEOA, 20 USC 1092(a)(1)(Q), Student body diversity statistics USU Registrar     Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEOA, 20 USC 1092(h)(1), Transfer policies & articulation agreements USU Registrar     Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Truth in Lending Act, 12 CFR 1026 (Regulation Z) Controller (Bursar's Office)     Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Tax Liens to Collect Student Loans, Board of Regents, R681 Controller (Bursar's Office)     Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEOA, 26 USC 6050S, qualified tuition and student loan interest reporting USU Registrar     Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Board of Regents R511, Tuition Disclosures and Consultation Associate Director, Operations & Compliance USU Registrar   Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Board of Regents R514, Refunds of Tuition, Fees, and Other Student Charges Associate Director, Operations & Compliance USU Registrar; Controller (Bursar's Office)   Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Board of Regents R465, Course Material Affordability       Disclosures for Prospective & Current Students Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Higher Education Act (HEA), 34 CFR 600.2 Credit Hour definition for work in laboratories, practicum, or other non-classroom related activities Associate Director, Operations & Compliance     Program Integrity Rules Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA - Incentive Compensation Prohibition, 34 CFR 668.14(b)(22) Director, Admissions Executive Director, Human Resources   Program Integrity Rules Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA - Application Verification, 34 CFR 668.53 Director, Admissions     Program Integrity Rules Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA - State Authorization, 34 CFR 600.9 Executive Director, AIS     Program Integrity Rules Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEOA - Gainful Employment (repealed, July 2020)       Program Integrity Rules Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Higher Education Act (HEA), Aid Application Verification, 34 CFR 668.53 Associate Director, Operations & Compliance   USU Verification; CampusLogic; Internal Policy Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA, Audits, 34 CFR 668.23 (regular audits carried out by state auditors on Title IV funds and financial statements) Associate Director, Operations & Compliance; Controller   General Details; Internal Policy Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA, Cash Management (Title IV funds), 34 CFR 668.161-167 Associate Director, Operations & Compliance; Controller   General Details; Internal Policy Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA, Cohort Default Rate, 34 CFR 668 subpart N Associate Director, Operations & Compliance   General Details; Internal Policy Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA, Eligibility & Certification Maintenance, 34 CFR 668.13 Director, Sponsored Programs Associate Director, Operations & Compliance Internal Policy Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA, 20 USC 1092(b), Exit Counseling Associate Director, Operations & Compliance Controller Internal Policy Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA, TRIO grants & programs, 34 CFR 646 Project Director, Student Support; Services Grant Program     Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA, Federal Supplemental Educational Opportunities Grant Program, 34 CFR 676.19 Associate Director, Operations & Compliance   General Details; About FSEOG at USU; Internal Policy Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA, Federal Work Study, 34 CFR 675 Associate Director, Operations & Compliance; Career Services   General Details; Internal Policy Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA, Perkins Loans, 34 CFR 674.19 Controller (Bursar's Office) Associate Director, Operations & Compliance General Details; Internal Policy Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA, PLUS Loans, 34 CFR 682 Associate Director, Operations & Compliance   General Details; Internal Policy Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA, Program Participation Agreement maintenance, 34 CFR 668.14 Associate Director, Operations & Compliance   Internal Policy Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA, Standard of Conduct, 34 CFR 668.82 Associate Director, Operations & Compliance   Code of Contact Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Student Loan Default Prevention Initiative Act of 1990, 34 CFR 675, 676 Associate Director, Operations & Compliance Student Affairs Office Internal Policy Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEA - Preferred Lenders, 34 CFR 601.10 Associate Director, Operations & Compliance Director, Campus Stores Private Lenders Historical List Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
International Scholarships and HB118 Waivers, Mutual Education and Cultural Exchange Act Director, Global Engagement Associate Director, Operations & Compliance   Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEOA, Notification of Financial Aid Penalties for Drug Violation through FAFSA self-reporting (34 CFR 668) Associate Director, Operations & Compliance     Financial Aid Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Student Exchange and Visitor Information System (SEVIS), 22 CFR 62.15 Director, Global Engagement Executive Director, Public Safety   Visas, Foreign National Restrictions Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Executive Order 13780 -REVOKED, Protecting the Nation from Foreign Terrorist Entry including Presidential Proclamations 9645, 9723 and 9983 banning entry into the US by persons from specified nations Director, Global Engagement Executive Director, Public Safety   Visas, Foreign National Restrictions Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
HEOA - Veterans Readmission Requirements, 34 CFR 668.18 Director, Admissions; Registrar Program Coordinator, Veterans Resource Office   Admissions Operations Academics, Admissions & Financial Aid (VP for Academic & Instructional Services; Provost, for visas and foreign national relations)
Americans with Disabilities Act - Disability-related accommodations for employees, students and guests. Director, Disability Resource Center ADA Coordinator, Human Resources; Director, Planning & Design; Director, Parking Disabled/Medical Parking Information; Policy 323: Employees with Disabilities; Policy 357: Disability Insurances; Getting Started with the Disability Resource Center Accessibility, Facilities Accessibility & Diversity (Vice President, Academic & Instructional Services)
Fair Housing Act - Disability-related accommodations necessary to afford persons with disabilities an equal opportunity to use and enjoy a dwelling and public and common use areas. Director, Disability Resource Center Executive Director, Housing Accomodations in USU Housing Accessibility, Facilities Accessibility & Diversity (Vice President, Academic & Instructional Services)
Section 504 of the Rehabilitation Act - Student rights to accessibility in academic settings. Director, Disability Resource Center Provost (for syllabus statements) Syllabus Statement: Students with Disabilities Accessibility, Facilities Accessibility & Diversity (Vice President, Academic & Instructional Services)
Americans with Disabilities Act, 42 USC 12101-122113 - Accessibility of electronic resources (e.g., websites, course materials, applications, videos) for employees students and guests. Electronics and Information Technology Accessibility Coordinator   Policy 559: Electronic and Information Technology Accessibility; USU Accessibility Website Accessibility, Information Technology (IT) Accessibility & Diversity (Vice President, Academic & Instructional Services)
Section 504 of the Rehabilitation Act, 29 USC 701 (Prohibits discrimination on the basis of disability in any electronic campus resource). Electronics and Information Technology Accessibility Coordinator   Policy 559: Electronic and Information Technology Accessibility; USU Accessibility Website Accessibility, Information Technology (IT) Accessibility & Diversity (Vice President, Academic & Instructional Services)
NCAA requirements - Including report auditing Senior Associate Athletic Director (AD), Compliance & Academics Associate AD, Academic Services Registrar (Eligibility)   NCAA & Conference Compliance Athletics (Senior Associate Athletic Director, Compliance and Academics)
Conference guidlines as appropriate Senior Associate Athletic Director (AD), Compliance & Academics     NCAA & Conference Compliance Athletics (Senior Associate Athletic Director, Compliance and Academics)
Title IX of the Education Amendment of 1972, 34 CFR 106 Senior Woman Administrator Title IX Coordinator   Student Athlete Equity & Privacy Athletics (Senior Associate Athletic Director, Compliance and Academics)
Equity in Athletics Disclosure Act of 1994, 34 CFR 668.41 & 47 Senior Woman Administrator Senior Associate AD, Compliance & Academics; Associate AD, Business Services   Student Athlete Equity & Privacy Athletics (Senior Associate Athletic Director, Compliance and Academics)
FERPA (use and disclosure of restricted information) Registrar; Senior Associate AD, Compliance & Academics Executive Director, Student Health & Psychological Services; Director, Research Integrity & Compliance (for research uses); Senior Associate Athletic Director, Academics & Compliance; Associate Athletic Director, Student-Athlete Academic Services; Data Privacy Officer (for programmatic uses)   Student Athlete Equity & Privacy; Student Health & Wellness; Student Athlete Equity & Privacy; Student Records Protections Student Affairs (Vice President, Student Affairs); Athletics (Senior Associate Athletic Director, Compliance and Academics); Information Privacy & Security (Vice President, Legal Affairs)
State of Utah Criminal Code, Title 72 UCA Executive Director, Public Safety     Law Enforcement Campus Safety (Director, Public Safety)
Higher Education Opportunities Act (HEOA) 20 USC 1092(i), Disclosures related to distribution of the Fire Safety Report Executive Director, Public Safety USU Fire Marshal   Notification of Security Threats Campus Safety (Director, Public Safety)
Campus Sex Crimes Prevention Act, 34 CFR 668 Executive Director, Public Safety     Notification of Security Threats Campus Safety (Director, Public Safety)
Crime Awareness and Campus Security Act, 20 USC 1092(f), Disclosure requirements of the Jeanne Clery Act Executive Director, Public Safety Sexual Misconduct Information and Outreach Coordinator   Notification of Security Threats Campus Safety (Director, Public Safety)
HEOA 20 USC 1092(j), Missing Persons Procedures Executive Director, Public Safety     Notification of Security Threats Campus Safety (Director, Public Safety)
Jeanne Clery Act, 34 CFR 668.46 Executive Director, Public Safety     Crime Reporting Campus Safety (Director, Public Safety)
HEOA - Jeanne Clery Act requirements for emergency procedures be included in the Annual Safety Report Executive Director, Public Safety     Campus Emergency Preparedness Campus Safety (Director, Public Safety)
HEA, Foreign Gift & Contract Support, 34 CFR 668, requires reporting of large donations or contracts from foreign sources Sr. Director, Advancement Services Director, Financial Aid; Controller GAC 9.c Donor Restrictions & Disclosures Donors, Gifts & Endowments (Vice President, Advancement)
Disclosure of Foreign Donations to Higher Education Institutions, Board of Regents R545 Sr. Director, Advancement Services Controller   Donor Restrictions & Disclosures Donors, Gifts & Endowments (Vice President, Advancement)
Internal Revenue Code, Substantiation and Disclosure Provisions, substantiation of donations made to non-profits Sr. Director, Advancement Services Controller GAC 4.n Donor Restrictions & Disclosures Donors, Gifts & Endowments (Vice President, Advancement)
IRA Charitable Rollover, IRC Section 408(d)(8) Sr. Director, Advancement Services Controller   Donor Restrictions & Disclosures Donors, Gifts & Endowments (Vice President, Advancement)
Philanthropy Protection Act of 1995 Sr. Director, Planned Giving Controller GAC 4.w Donor Restrictions & Disclosures Donors, Gifts & Endowments (Vice President, Advancement)
Charitable Gift Annuity Antitrust Relief Act Sr. Director, Planned Giving Controller GAC 4.w Donor Restrictions & Disclosures Donors, Gifts & Endowments (Vice President, Advancement)
Uniform Prudent Management of Institutional Funds Act (UPMIFA) Controller; Investment Committee Sr. Director, Advancement Services   Donor Restrictions & Disclosures Donors, Gifts & Endowments (Vice President, Advancement)
Donor restrictions (as per agreements with donors) Controller; Investment Committee Sr. Director, Advancement Services GAC 11.t Donor Restrictions & Disclosures Donors, Gifts & Endowments (Vice President, Advancement)
CAN-SPAM Act of 2003, 16 CFR 316, controls electronic marketing communications, including to prospective donors Sr. Director, Advancement Services Data Privacy Officer GAC 10.e Donor Restrictions & Disclosures Donors, Gifts & Endowments (Vice President, Advancement)
Charitable Solicitations Act, UCA 13-22-6 Sr. Director, Advancement Services General Counsel   Charitable Organization Permits Donors, Gifts & Endowments (Vice President, Advancement)
Charitable Gift Annuity Registration Sr. Director, Advancement Services General Counsel   Charitable Organization Permits Donors, Gifts & Endowments (Vice President, Advancement)
Money Management Act, UCA 51-7, (Report of Investments & Deposits and Investments Report) Controller Investment Accountant; Treasury Services Manager; Senior Director, Planned Giving   Utah Treasurer Report Donors, Gifts & Endowments (Vice President, Advancement)
Management and Reporting of Institutional Investments, Board of Regents R541 Controller Investment Accountant; Treasury Services Manager; Senior Director, Planned Giving   Utah Treasurer Report Donors, Gifts & Endowments (Vice President, Advancement)
Occupational Safety & Health Administrative Standards, 29 CFR 1910 & 1926 Executive Director, Environmental Health & Safety; EH&S Officer, Chemical Hygiene; EH&S Officer, Occupational Safety UAC 34A-6-100 Laboratory Safety Environmental Health & Safety (Director, Environmental Health & Safety)
Nuclear Regulatory Commission, 10 CFR Executive Director, Environmental Health & Safety;   UAC R313-12 Laboratory Safety Environmental Health & Safety (Director, Environmental Health & Safety)
Food & Drug Administration, 21 CFR 1020 & 1040 (X-rays and lasers) EH&S Officer, Radiation Safety Officer   UAC R313-15; ANSI Z136 Laboratory Safety Environmental Health & Safety (Director, Environmental Health & Safety)
Select Agent Regulations, 7 CFR 331, 9 CFR 121, 42 CFR 73 EH&S Officer, Biosafety     Laboratory Safety Environmental Health & Safety (Director, Environmental Health & Safety)
Resource Conservation & Recovery Act, 40 CFR 239-282 EH&S Technician, Hazardous Waste     Environmental Controls Environmental Health & Safety (Director, Environmental Health & Safety)
Hazardous Materials Transportation Act, 49 CFR EH&S Technician, Hazardous Waste     Environmental Controls Environmental Health & Safety (Director, Environmental Health & Safety)
Toxic Substance Control Act, 15 USC 2601 (Asbestos, radon & lead-based paint) EH&S Officer, Occupational Safety; EH&S Technician, Hazardous Waste   HAERA 40 CFR 763; NESHAP 40 CFR 61 Environmental Controls Environmental Health & Safety (Director, Environmental Health & Safety)
Clean Air Act, Title V, Major Source, 42 CFR 7401 Director of Utility Systems, Facilities     Environmental Controls Environmental Health & Safety (Director, Environmental Health & Safety)
Clean Water Act, 33 USC 1251 EH&S Officer, GIS/Emergency Response     Environmental Controls Environmental Health & Safety (Director, Environmental Health & Safety)
Emergency Planning and Community Rights Act, 42 USC 116 Emergency Coordinator, DPS Director, Sponsored Programs; Executive Director, Human Resources   Environmental Controls Environmental Health & Safety (Director, Environmental Health & Safety)
Equal Opportunity, 48 CFR 52.222-26 (EO 11246) Director, Office of Equity Director, Sponsored Programs; Executive Director, Human Resources   Contract Compliance with Office of Federal Contract Compliance Programs Equity & Inclusion (Office of the Provost)
Equal Opportunities for Veterans, 48 CFR 52.222-35 Director, Office of Equity Director, Sponsored Programs; Executive Director, Human Resources; Program Coordinator, Veterans Resource Office   Contract Compliance with Office of Federal Contract Compliance Programs Equity & Inclusion (Office of the Provost)
Employment Reports on Veterans, 48 CFR 52.222-37 Director, Office of Equity Director, Sponsored Programs; Executive Director, Human Resources; Program Coordinator, Veterans Resource Office   Contract Compliance with Office of Federal Contract Compliance Programs Equity & Inclusion (Office of the Provost)
Equal Opportunities for Workers with Disabilities, 48 CFR 52.222-36 Director, Office of Equity Director, Sponsored Programs; Executive Director, Human Resources; Director, Disability Resource Center   Contract Compliance with Office of Federal Contract Compliance Programs Equity & Inclusion (Office of the Provost)
Civil Rights Act of 1964, Titles VI & VII, 28 CFR 42.101-112 (DOJ), 41 CFR 60-1.1-60.1.47 (DOL) Director, Office of Equity Office of General Counsel; Executive Director, Human Resources   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Age Discrimination in Employment Act of 1967 (employee non-discrimination), 29 CFR 1625-1627 Director, Office of Equity Office of General Counsel; Executive Director, Human Resources   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Equal Pay Act of 1963, 29 CFR 1604, 1620-1621 Director, Office of Equity Office of General Counsel; Executive Director, Human Resources   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Equal Employment Opportunity, 41 CFR 60-1.4 Director, Office of Equity Office of General Counsel; Executive Director, Human Resources   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Equal Opportunity, Diversity and Non-Discrimination, Board of Regents R801 Director, Office of Equity Office of General Counsel; Executive Director, Human Resources   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Gender, Race and Ethnicity Representation within the USHE Workforce Board of Regents R805 Director, Office of Equity Office of General Counsel; Executive Director, Human Resources   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Educational Amendment of 1972, Title IX, 29 CFR 1604 (EEOC), also 28 CFR 42.201-42.215 (DOJ), 34 CFR 106 (ED), 45 CFR 86 Title IX Coordinator Director, Office of Equity; Director, Student Conduct & Community Standards   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Age Discrimination Act of 1975 (student non-discrimination) Director, Office of Equity Office of General Counsel   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Fair Housing Act, 24 CFR 100(for student non-academic accommodations - student housing, club sports, transportation) Director, Office of Equity Director, Housing; Director, Disability Resource Center; Director, Residence Life   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Violence Against Women Act ,24 CFR 92.359 Director, Office of Equity Director, Housing; Office of General Counsel; Director, Student Conduct & Community Standards; Director, Residence Life   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Equal Employment of Veterans, 41 CFR 60-250.5 Director, Office of Equity Program Coordinator, Veterans Resource Office; Office of General Counsel   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Veteran's Readjustment Benefits Act, 41 CFR 61-250.10 Director, Office of Equity Program Coordinator, Veterans Resource Office; Office of General Counsel; Associate Vice President, Human Resources   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Affirmative Action & Nondiscrimination Obligations (Veterans), 41 CFR 60-300 (Office of Federal Contract Compliance Programs) Director, Office of Equity Program Coordinator, Veterans Resource Office; Office of General Counsel   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Vietnam Era Veterans Readjustment Assistance Act of 1974, 38 USC 4212 Director, Office of Equity Program Coordinator, Veterans Resource Office; Office of General Counsel; Associate Vice Prsident, Human Resources   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Pregnancy Discrimination Act, 29 CFR 1604 Director, Office of Equity Office of General Counsel; Executive Director, Human Resources; Director, Disability Resource Center   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Immigration & Nationality Act, 8 CFR 214, 274a, 20 CFR 655, 29 CFR 501 Director, Office of Equity Manager, Human Resources Solutions Center   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
Educational Amendment of 1972, Title IX Prevention Specialist, Title IX Executive Director, Public Safety; Title IX Coordinator; Sexual Assault and Anti-Violence Information (Department of Sociology, Social Work & Anthropology)   Equal Opportunities & Nondiscrimination Protections Equity & Inclusion (Office of the Provost)
OMB Uniform Guidance, 2 CFR 200.315 related to the Shelby Amendment for disclosure, through FOIA, of certain research data derived from federally-funded grants General Counsel Controller   Records Management, Disclosure & Retention Governance (Vice President, Legal Affairs)
Utah Governmental Records Access and Management Act (GRAMA), UCA 63G-2 General Counsel Controller   Records Management, Disclosure & Retention Governance (Vice President, Legal Affairs)
Governmental Records Access an Management Act Guidelines State Board of Regents, R132 General Counsel Controller   Records Management, Disclosure & Retention Governance (Vice President, Legal Affairs)
State of Utah Records Retention Schedule GRS-2037, 2038, 2039, 2040, 2041, 2042 General Counsel Controller   Records Management, Disclosure & Retention Governance (Vice President, Legal Affairs)
Higher Education Act, Record Retention, 34 CFR 668.24 General Counsel Controller   Records Management, Disclosure & Retention Governance (Vice President, Legal Affairs)
OMB Uniform Guidance 2 CFR 200 Executive Director, Human Resources Director, Sponsored Programs   Institutional Conflicts of Interest Governance (Vice President, Legal Affairs)
Association for the Accreditation of Human Research Protection Programs, accreditation standard I-6 Executive Director, Human Resources Director, Sponsored Programs   Institutional Conflicts of Interest Governance (Vice President, Legal Affairs)
OMB Uniform Guidance, 2 CFR 200.303 Chief Compliance Officer     Compliance Framework Governance (Vice President, Legal Affairs)
COSO Internal Control – Integrated Framework, 2017 Chief Compliance Officer     Compliance Framework Governance (Vice President, Legal Affairs)
US Federal Sentencing Guidelines, 2016 Guideline Manual Chief Compliance Officer     Compliance Framework Governance (Vice President, Legal Affairs)
Honest Leadership and Open Government Act of, 1995, amended 2007, Pub L 110-81 Federal & State Relations Office Office of General Counsel   Government Relations Governance (Vice President, Legal Affairs)
Honest Leadership and Open Government Act of, 1995, amended 2007, Pub L 110-81 Federal & State Relations Office Office of General Counsel   Government Relations Governance (Vice President, Legal Affairs)
Lobbying Disclosure Act, 2 USC 26.1602 Federal & State Relations Office Office of General Counsel   Government Relations Governance (Vice President, Legal Affairs)
House and Senate Gift Ban and Ethics Rules Federal & State Relations Office     Government Relations Governance (Vice President, Legal Affairs)
Prohibition of Political Activities in Internal Revenue Code 501(c)(3) Federal & State Relations Office     Government Relations Governance (Vice President, Legal Affairs)
Prohibition of Political Activities in Internal Revenue Code 501(c)(3) Data Privacy Officer Manager, IT Security ∓ Systems Engineering; Registrar; Director, Financial Aid   Cybersecurity Framework Information Privacy & Security (Vice President, Legal Affairs)
Electronic Communications Privacy Act (ECPA) Data Privacy Officer Manager, IT Security ∓ Systems Engineering; Registrar; Director, Financial Aid   Cybersecurity Framework Information Privacy & Security (Vice President, Legal Affairs)
EU General Data Protection Regulation (GDPR) Data Privacy Officer Manager, IT Security ∓ Systems Engineering; Registrar; Director, Financial Aid   Cybersecurity Framework Information Privacy & Security (Vice President, Legal Affairs)
Gramm Leach Bliley Act regulates financial institution transactions, including student loan transactions (generally defers to FERPA at universities) Registrar Director, Financial Aid   Privacy & Security, Personally Identifiable Information Information Privacy & Security (Vice President, Legal Affairs)
Children's Online Privacy Protection Act of 1998, 16 CFR 312 Manager, IT Security & Systems Engineering     Privacy & Security, Personally Identifiable Information Information Privacy & Security (Vice President, Legal Affairs)
Fair & Accurate Credit Transaction Act, Red Flag Rules, 16 CFR 681 Data Privacy Officer Controller, PCI Compliance Officer   Privacy & Security, Personally Identifiable Information Information Privacy & Security (Vice President, Legal Affairs)
Cybersecurity Affirmative Defense Act, UCA 78B-4-7, Provides affirmative defense for unauthorized releases when the University implements an approved Cybersecurity Framework Manager, IT Security & Systems Engineering Data Privacy Officer   Privacy & Security, Personally Identifiable Information Information Privacy & Security (Vice President, Legal Affairs)
Improving the Nation's Cybersecurity, EO 14028, Requires the Federal Government and its contractors to move toward "zero-trust" architecture and cloud services Manager, IT Security & Systems Engineering Data Privacy Officer   Privacy & Security, Personally Identifiable Information Information Privacy & Security (Vice President, Legal Affairs)
Protecting Controlled Unclassified Information in Non-Federal Information Systems and Organizations, DFAR 252.204-7012 requires the university to follow NIST 800-171 standards when contracts include the DFAR clause Data Privacy Officer Director, Sponsored Programs; Manager, IT Security & Systems Engineering   Privacy & Security, Personally Identifiable Information Information Privacy & Security (Vice President, Legal Affairs)
HITECH Amendment, Section 7898, recognizes NIST and equivalent cybersecurity measures as a defense and mitigating factor in HIPAA enforcement actions HIPAA Security Officer Manager, IT Security & Systems Engineering; Data Privacy Officer   Privacy & Security, Personally Identifiable Information Information Privacy & Security (Vice President, Legal Affairs)
Executive Order 13556 establishes Controlled Unclassified Information requirements (recommended for rescission, December 2020) Data Privacy Officer Director, Research Integrity & Compliance; Controller   Export Controls (Controlled Unclassified Information) Information Privacy & Security (Vice President, Legal Affairs)
International Traffic in Arms Regulations   Director, Research Integrity & Compliance; Controller   Export Controls (Controlled Unclassified Information) Information Privacy & Security (Vice President, Legal Affairs)
Export Administration Regulations   Director, Research Integrity & Compliance   Export Controls (Controlled Unclassified Information) Information Privacy & Security (Vice President, Legal Affairs)
Protection of Pupil Rights Amendment (PPRA) Registrar Data Privacy Officer (for programmatic uses); Director, Research Integrity & Compliance (for research uses); Senior Associate Athletic Director, Academics & Compliance; Associate Athletic Director, Student-Athlete Academic Services (for athletes); Executive Director, Student Health & Psychological Services   Student Records Protection Information Privacy & Security (Vice President, Legal Affairs)
Parental Notification Regarding Alcohol & Drug Violations, Board of Regents R261 Registrar Data Privacy Officer (for programmatic uses); Director, Research Integrity & Compliance (for research uses); Senior Associate Athletic Director, Academics & Compliance; Associate Athletic Director, Student-Athlete Academic Services (for athletes); Executive Director, Student Health & Psychological Services; Director, Student Conduct & Community Standards   Student Records Protection Information Privacy & Security (Vice President, Legal Affairs)
Health Insurance Portability and Accountability Act (HIPAA) HIPAA Privacy Officer; HIPAA Security Officer; Registar Director, Student Health & Wellness (for non-student clients); Executive Director, Human Resources (for self-funded health plan administration); Executive Director, Student Health & Psychological Services; Data Privacy Officer   Protected Health Information; Student Health & Wellness Information Privacy & Security (Vice President, Legal Affairs); Student Affairs (Vice President, Student Affairs)
Health Information Technology for Economic and Clinical Health Act of 2009 (HITECH) HIPAA Privacy Officer; HIPAA Security Officer Director, Student Health & Wellness (for non-student clients); Executive Director, Human Resources (for self-funded health plan administration)   Protected Health Information Information Privacy & Security (Vice President, Legal Affairs)
Americans with Disabilities Act of 1990, 28 CFR 36.101-104, 29 CFR 1640 (protects confidentiality of medical information related to disabilities) Executive Director, Human Resources (for self-funded health plan administration) University Registrar; Director, Disability Resource Center   Protected Health Information Information Privacy & Security (Vice President, Legal Affairs)
Utah Public Officers’ and Employees’ Ethics Act Associate Vice President, Human Resources     Conflicts of Interest & Commitment (non-research), Misuse of Institutional Resources Labor & Employment (Associate Vice President, Human Resources)
Personal use expenditures for officers and employees of institutions of higher education, UCA 1953, Section 53B-7-106 Associate Vice President, Human Resources Controller   Conflicts of Interest & Commitment (non-research), Misuse of Institutional Resources Labor & Employment (Associate Vice President, Human Resources)
Complaints about misuse or illegal operation of state vehicles, UCA 1953, 63A-9-501 Associate Vice President, Human Resources Director, Parking & Transportation   Conflicts of Interest & Commitment (non-research), Misuse of Institutional Resources Labor & Employment (Associate Vice President, Human Resources)
Family and Medical Leave Act of 1993, 29 CFR 825 Associate Director, Human Resources     Employee Welfare & Benefits Labor & Employment (Associate Vice President, Human Resources)
Deferred Compensation (26 USC 457) Associate Director, Human Resources     Employee Welfare & Benefits Labor & Employment (Associate Vice President, Human Resources)
Employee Annuities (26 USC 403) Associate Director, Human Resources     Employee Welfare & Benefits Labor & Employment (Associate Vice President, Human Resources)
USU Employee Health Plans Associate Director, Human Resources     Employee Welfare & Benefits Labor & Employment (Associate Vice President, Human Resources)
Qualified Tuition Reductions Associate Director, Human Resources     Employee Welfare & Benefits Labor & Employment (Associate Vice President, Human Resources)
Cafeteria Plan Regulations, 26 CFR 1.125-4 Associate Director, Human Resources     Employee Welfare & Benefits Labor & Employment (Associate Vice President, Human Resources)
Utah Public Employees Healthy Workplace Act, UCA 67-26 requires bienniel training and reporting related to abusive conduct among employees Associate Vice President, Human Resources Associate Director, Human Resources   Employee Welfare & Benefits Labor & Employment (Associate Vice President, Human Resources)
Drug Free Workplace Act, 48 CFR 52.223-6, 23.504 Associate Vice President, Human Resources     Employee Welfare & Benefits Labor & Employment (Associate Vice President, Human Resources)
Patient Protection and Affordable Care Act, 26 CFR 1, 54, 301 for PCORI & minimum essential coverage reporting Associate Director, Human Resources     Employee Welfare & Benefits Labor & Employment (Associate Vice President, Human Resources)
Workers Compensation Director, Risk Management     Employee Welfare & Benefits Labor & Employment (Associate Vice President, Human Resources)
Requiring Agency Review of Remote Work Opportunities, Utah EO 2021-03 Associate Vice President, Human Resources     Employee Welfare & Benefits Labor & Employment (Associate Vice President, Human Resources)
Immigration & Nationalities Act, Department of Homeland Security, US Citizenship and Immigration Services requirements Director, Global Engagement Associate Director, Human Resources   Immigration Labor & Employment (Associate Vice President, Human Resources)
Fair Labor Standards Act, 29 CFR 500-870 Associate Vice President, Human Resources     Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Overtime Pay, Overload Assignments, and Compensatory Time, Board of Regents R816 Associate Vice President, Human Resources     Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Medicare, Medicaid and SCHIP Extension Act of 2007 (requires USU, as health plan provider, to determine whether a claimant is entitled to Medicare on any basis) Associate Director, Human Resources     Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Drug & Alcohol Testing of Transportation Employees, 49 CFR 40, 382-383 Associate Vice President, Human Resources     Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Criminal Background Checks, Board of Regents R847 Associate Vice President, Human Resources     Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Employee Polygraph Protection Act, 29 CFR 801, prohibits requiring, requesting suggesting or causing an employee to be subject to polygraph testing Associate Vice President, Human Resources     Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Fair Credit Reporting Act, 36 CFR 600 Associate Vice President, Human Resources     Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Worker Adjustment and Retraining Act, requires USU to provide 60 day notification to employees and state displaced worker agency of mass layoffs or sub-unit closures Associate Vice President, Human Resources     Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Employment Security Act, Utah Code 35A-4 Manager, Human Resources Solutions Center     Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Consolidated Omnibus Budget Reconciliation Act (COBRA), 29 CFR 2590 Associate Director, Human Resources     Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Rehabilitation Act of 1973, Section 503 Associate Director, Human Resources     Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Lilly Ledbetter Fair Pay Act of 2009 Associate Vice President, Human Resources     Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Genetic Information Nondiscrimination Act of 2008, 29 CFR 1635 Associate Vice President, Human Resources     Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Uniformed Services Employment and Re-employment Rights Act of 1994, 5 CFR 353, entitles members of the uniformed services to return to their civilian employment after service; protects these individuals from discrimination in hiring, promotion and retention based on there present or future membership in the armed services Associate Vice President, Human Resources Director, Office of Equity   Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Rules of Practice in Trademark Cases, 37 CFR 2 Director, Trademark Licensing     Trademark Licensing Other Issues
FCC-Cable Certification, Microwave Service & Wireless Licensing, 47 CFR 76.1502, 101, 27 Information Technology Services     Broadcast & Communication Requirements Other Issues
Federal Volunteer Protection Act, 42 USC 14501-05 Director, Risk Management     Risks Related to Individual Activities Other Issues
Foreign Assets Control Regulations, 31 CFR 500 (licensing of activities related to travel to, from and within regulated countries) Director, Risk Management International Travel Oversight Committee; Director, Research Integrity & Compliance   Risks Related to Individual Activities Other Issues
Anti-kickback Statute, 42 USC1320a-7b(b) Executive Director, SCCE Financial Officer, CEHS Medicare Fraud & Abuse: Prevent, Detect, Report, Medicare Learning Network Medical Services Integrity Other Issues
Physician Self-referral Law, 42 USC 1395nn Executive Director, SCCE Financial Officer, CEHS Medicare Fraud & Abuse: Prevent, Detect, Report, Medicare Learning Network Medical Services Integrity Other Issues
Social Security Act - Exclusion Statute, 42 USC 1320-a7 Executive Director, SCCE Financial Officer, CEHS Medicare Fraud & Abuse: Prevent, Detect, Report, Medicare Learning Network Medical Services Integrity Other Issues
Civil Monetary Penalties Law, 42 USC 1320a-7a Executive Director, SCCE Financial Officer, CEHS Medicare Fraud & Abuse: Prevent, Detect, Report, Medicare Learning Network Medical Services Integrity Other Issues
Animal Welfare Act, 9 CFR, Chapter I, Subchapter A Administrator, Institutional Animal Care & Use Committee (IACUC)     Animal Care & Use Research (Vice President, Research)
AAALAC International accreditation standards Administrator, Institutional Animal Care & Use Committee (IACUC)     Animal Care & Use Research (Vice President, Research)
Guide for the Care and Use of Laboratory Animals, Eighth Ed., Institute for Laboratory Animal Research Administrator, Institutional Animal Care & Use Committee (IACUC)     Animal Care & Use Research (Vice President, Research)
Additional regulations and guidelines according to wildlife species Administrator, Institutional Animal Care & Use Committee (IACUC)     Animal Care & Use Research (Vice President, Research)
Controlled Substance Act, 21 CFR 1300 (by January 15, qualifying entities must submit an annual report of controlled substances in stock and quarterly reports of acquisition and distribution of controlled substances) Administrator, Institutional Animal Care & Use Committee (IACUC) Director, Research Integrity & Compliance   Animal Care & Use Research (Vice President, Research)
Guide for the Care and Use of Agricultural Animals in Research & Teaching, Third Ed., FASS Administrator, Institutional Animal Care & Use Committee (IACUC)     Animal Care & Use Research (Vice President, Research)
Promoting Objectivity in Research, 45 CFR 50, Subpart F Director, Research Integrity & Compliance     Conflicts of Interest (Research) Research (Vice President, Research)
NSF Award & Administrative Guide, Chapter IV.A Director, Research Integrity & Compliance     Conflicts of Interest (Research) Research (Vice President, Research)
Export Administration Act, EAR, 15 CFR Parts 730-774 Director, Research Integrity & Compliance Data Privacy Officer   Export Control Research (Vice President, Research)
Arms Export Control Act, International Traffic in Arms Regulations, 22 CFR Parts 120-130 Director, Research Integrity & Compliance Data Privacy Officer   Export Control Research (Vice President, Research)
Office of Foreign Asset Controls Sanctions Regulations Director, Research Integrity & Compliance Data Privacy Officer   Export Control Research (Vice President, Research)
Human Subjects Protections, 45 CFR 46 Director, Human Research Protections Program     Human Research Protections Research (Vice President, Research)
Association for the Accreditation of Human Research Protections Programs (AAHRPP) accreditation standards Director, Human Research Protections Program     Human Research Protections Research (Vice President, Research)
Uniform Guidance, 2 CFR 200 Director, Sponsored Programs     Research Administration Research (Vice President, Research)
US Patent Act, 37 CFR 1-150 Director, Technology Transfer Services     Technology Licensing, Intellectual Property Research (Vice President, Research)
Bayh-Dole Act of 1980, 35 USC 200-212, 37 CFR 401, 48 CFR 927, 952, 970 Director, Technology Transfer Services     Technology Licensing, Intellectual Property Research (Vice President, Research)
Cooperative Research & Technology Enhancement Act (CREATE), 37 CFR 401 Director, Technology Transfer Services     Technology Licensing, Intellectual Property Research (Vice President, Research)
America Invents Act, PL 112-29 Director, Technology Transfer Services     Technology Licensing, Intellectual Property Research (Vice President, Research)
American Jobs Creation Act of 2004 limiting the value of the deduction that may be taken by an individual for the contribution of patents to a non-profit Director, Technology Transfer Services     Technology Licensing, Intellectual Property Research (Vice President, Research)
Trademark Revision Act Director, Technology Transfer Services     Technology Licensing, Intellectual Property Research (Vice President, Research)
Copyright Act of 1976 Director, Technology Transfer Services     Technology Licensing, Intellectual Property Research (Vice President, Research)
Digital Millennium Copyright Act (DMCA) Manager, IT Security & Systems Engineering     Technology Licensing, Intellectual Property Research (Vice President, Research)
No Electronic Theft Act Manager, IT Security & Systems Engineering     Technology Licensing, Intellectual Property Research (Vice President, Research)
HEOA, Section 488 requiring a plan to prevent unauthorized distribution of copyrighted material Manager, IT Security & Systems Engineering     Technology Licensing, Intellectual Property Research (Vice President, Research)
Policies on Research Misconduct, 42 CFR Part 93 Director, Research Integrity & Compliance     Scientific Misconduct Research (Vice President, Research)
NSF Research Misconduct, 45 CFR 689 Director, Research Integrity & Compliance     Scientific Misconduct Research (Vice President, Research)
Public Health Security and Bioterrorism Preparedness and Response Act, 18 USC §2601-2639 Biosafety Officer Director, Environmental Health & Safety; Director, Research Integrity & Compliance   Biosafety, Biosecurity Research (Vice President, Research)
NIH Guidelines for Research Involving Recombinant or Synthetic Nucleic Acid Molecules Biosafety Officer Director, Environmental Health & Safety; Director, Research Integrity & Compliance   Biosafety, Biosecurity Research (Vice President, Research)
Policy for Institutional Oversight of Life Sciences Dual Use Research of Concern Biosafety Officer Director, Environmental Health & Safety; Director, Research Integrity & Compliance   Biosafety, Biosecurity Research (Vice President, Research)
Select Agent Regulations, 7 CFR 331, 9 CFR 121, 42 CFR 73 Biosafety Officer Director, Environmental Health & Safety; Director, Research Integrity & Compliance   Biosafety, Biosecurity Research (Vice President, Research)
Biosafety in Microbiological and Biomedical Laboratories, 5th edition Biosafety Officer Director, Environmental Health & Safety; Director, Research Integrity & Compliance   Biosafety, Biosecurity Research (Vice President, Research)
Responsible Conduct of Research Requirement (NSF, NIH, NIFA), PL 111-358 Director, Research Integrity & Compliance     Research Integrity Education & Training Research (Vice President, Research)
OSTP Policy Memorandum “Increasing Access to the Results of Federally Funded Research” Data Services Coordinator, Library Services     Research Integrity Education & Training Research (Vice President, Research)
Small Unmanned Aircraft Systems, 14 CFR 107 Executive Director, Department of Public Safety Research Group & Departmental Safety Personnel   Research Operations Safety Research (Vice President, Research)
Occupational Exposure to Hazardous Chemicals, 29 CFR 1910.1450 Lab Directors & Lab Managers EH&S Officer, Occupational Safety   Laboratory Safety Research (Vice President, Research)
Bloodborne Pathogen and similar laboratory safety issues Lab Directors & Lab Managers EH&S Officer, Occupational Safety   Laboratory Safety Research (Vice President, Research)
Nuclear Regulatory Commission, 10 CFR Lab Directors & Lab Managers EH&S Officer, Radiation Safety   Laboratory Safety Research (Vice President, Research)
Select Agent Regulations, 7 CFR 331, 9 CFR 121, 42 CFR, 73 Lab Directors & Lab Managers EH&S Officer, Biosafety   Laboratory Safety Research (Vice President, Research)
Environmental Protection Regulations such as the Clean Water Act, RCRA and the Toxic Substance Control Act Lab & Departmental Safety Personnel EH&S Technician, Hazardous Waste; EH&S Officer, Occupational Safety   Environmental Controls Research (Vice President, Research)
Department of Transportation Regulations, Title 10 CFR, for shipping & receiving of Hazardous Materials Lab & Departmental Safety Personnel EH&S Technician, Hazardous Waste   Environmental Controls Research (Vice President, Research)
HEOA Drug & Alcohol Prevention Program Biennial Review, (20 USC 1011i) Prevention Specialist, Student Health & Wellness Center Executive Director, Public Safety   Drug & Alcohol Prevention Student Affairs (Vice President, Student Affairs)
Veteran's Preference (UCA 71-10), providing veteran-applicants a preference in government agency hiring activities. Associate Vice President, Human Resources Director, Office of Equity   Recruitment, Hiring & Termination Labor & Employment (Associate Vice President, Human Resources)
Drug Free Schools and Campuses Regulations (EDGAR Part 86) Prevention Specialist, Student Health & Wellness Center     Drug & Alcohol Prevention Student Affairs (Vice President, Student Affairs)